Saturday, September 21, 2024


SEC refusing to register

By DAC000 , in Regulation , at June 10, 2023 Tags:

crypto firms like Robinhood or Coinbase, even when they approached the agency. About a one minute read.

Comment: During my Investment Banking career I worked with Regulatory Agencies. Finessing with them is an art form, and if you ain’t done it before you can’t do it. Sounds, like both these firms played the game, didn’t realise there is always an undercurrent of dialog with The SEC, one they didn’t know existed.

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